Institutional Form 4 Intelligence
Paul Roman Capital
Insider Terminal
High-conviction filings ranked by dollar size across equities, credit, funds and option-linked activity.
Last sync
2026-11-08 09:27:26 UTCOpenInsider · SEC EDGAR
Filings
175
175 buys · 0 sells
Buy Volume
$494.20M
Sell Volume
$0
Buy $494.20MFlow mixSell $0
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164
Perf 38/164
★/#
Ticker
Insider
Shares
Price
Δ Own
Value
Since / α
Side / T+
01
PBLSX
Amg Pantheon Infrastructure Fund, LLC
Bluearc Capital Management, LlcC56MEGA
MAJOR HOLDER10%
+8.67M
$11.46
+101%
+$99.38M
+4.3%~
5D n/a
PBLSX
Amg Pantheon Infrastructure Fund, LLC
Bluearc Capital Management, LlcC56
Major HolderT+2
+$99.38M
+4.3%~
5D n/a
BUYSep 1
02
PBLSX
Amg Pantheon Infrastructure Fund, LLC
Bluearc Capital Management, LlcC56MEGA
MAJOR HOLDER10%
+3.68M
$10.87
+75%
+$40.00M
+9.9%~
5D n/a
PBLSX
Amg Pantheon Infrastructure Fund, LLC
Bluearc Capital Management, LlcC56
Major HolderT+154
+$40.00M
+9.9%~
5D n/a
BUYApr 1
03
LNBIX
Lincoln Bain Capital Total Credit Fund
Lincoln Financial Investments CorpD48MEGA
MAJOR HOLDERInvestment Adviser, 10%
+2.48M
$10.09
+9%
+$25.00M
−0.5%~
5D n/a
LNBIX
Lincoln Bain Capital Total Credit Fund
Lincoln Financial Investments CorpD48
Major HolderT+4
+$25.00M
−0.5%~
5D n/a
BUYOct 15
04
GXVIX
Global X Venture & Innovation Fund
Global X Management Company, Inc.C52MEGA
MAJOR HOLDER10%
+1.95M
$12.85
+78%
+$25.00M
n/a
no feed
GXVIX
Global X Venture & Innovation Fund
Global X Management Company, Inc.C52
Major HolderT+2
+$25.00M
n/a
no feed
BUYOct 19
05
PBLSX
Amg Pantheon Infrastructure Fund, LLC
Bluearc Capital Management, LlcC60MEGA
MAJOR HOLDER10%
+2.45M
$10.22
+98%
+$25.00M
+16.9%~
5D n/a
PBLSX
Amg Pantheon Infrastructure Fund, LLC
Bluearc Capital Management, LlcC60
Major HolderT+313
+$25.00M
+16.9%~
5D n/a
BUYOct 24
06
LNBIX
Lincoln Bain Capital Total Credit Fund
Lincoln Financial Investments CorpD48MEGA
MAJOR HOLDERInvestment Adviser, 10%
+2.46M
$10.16
+10%
+$25.00M
−1.2%~
5D n/a
LNBIX
Lincoln Bain Capital Total Credit Fund
Lincoln Financial Investments CorpD48
Major HolderT+4
+$25.00M
−1.2%~
5D n/a
BUYSep 17
07
CCD
Calamos Dynamic Convertible & Income Fund
Metlife Investment Management, LlcD38MEGA
MAJOR HOLDER10%
+880.0K
$25.00
-117%
+$22.00M
−19.9%
α −15.8%
CCD
Calamos Dynamic Convertible & Income Fund
Metlife Investment Management, LlcD38
Major HolderT+0
+$22.00M
−19.9%
α −15.8%
BUYAug 26
08
PNAQ
Pinnacle Acquisition
Hudson Steven KennethD48MEGA
MAJOR HOLDERCEO, 10%
+1.48M
$10.00
>999%
+$14.75M
−1.5%
α +3.4%
09
PNAQ
Pinnacle Acquisition
Rechtschaffen AndrewC58MEGA
MAJOR HOLDERDir, 10%
+1.23M
$10.00
+544%
+$12.25M
−1.5%
α +3.4%
10
CHW
Calamos Global Dynamic Income Fund
Metlife Investment Management, LlcD38MEGA
MAJOR HOLDER10%
+440.0K
$25.00
-115%
+$11.00M
−10.4%
α −6.4%
CHW
Calamos Global Dynamic Income Fund
Metlife Investment Management, LlcD38
Major HolderT+0
+$11.00M
−10.4%
α −6.4%
BUYAug 26
11
PSUS
Pershing Square Usa,
Israel RyanA80CLUSTER×2HIGH $
C-SUITEChief Investment Officer
+256.6K
$37.47
+51%
+$9.62M
−1.0%
α +3.5%
12
CHI
Calamos Convertible Opportunities & Income Fund
Metlife Investment Management, LlcF34HIGH $
MAJOR HOLDER10%
+345.0K
$25.00
-116%
+$8.63M
−17.7%
α −13.7%
CHI
Calamos Convertible Opportunities & Income Fund
Metlife Investment Management, LlcF34
Major HolderT+0
+$8.63M
−17.7%
α −13.7%
BUYAug 26
13
BPRE
Bluerock Private Real Estate Fund
Kamfar RaminB70CLUSTER×3HIGH $
DIRECTORDir
+651.1K
$13.06
+55%
+$8.50M
−6.6%
α −1.0%
14
CHY
Calamos Convertible & High Income Fund
Metlife Investment Management, LlcF34HIGH $
MAJOR HOLDER10%
+290.0K
$25.00
-118%
+$7.25M
−17.2%
α −13.2%
CHY
Calamos Convertible & High Income Fund
Metlife Investment Management, LlcF34
Major HolderT+0
+$7.25M
−17.2%
α −13.2%
BUYAug 26
15
ARDC
Ares Dynamic Credit Allocation Fund
Thrivent Financial For LutheransD48HIGH $
MAJOR HOLDER10%
+240.0K
$25.00
+43%
+$6.00M
−4.9%
α −1.5%
ARDC
Ares Dynamic Credit Allocation Fund
Thrivent Financial For LutheransD48
Major HolderT+2
+$6.00M
−4.9%
α −1.5%
BUYSep 14
16
BPRE
Bluerock Private Real Estate Fund
Kamfar RaminB66CLUSTER×3HIGH $
DIRECTORDir
+427.6K
$12.81
+23%
+$5.48M
−5.8%
α −0.3%
17
BPRE
Bluerock Private Real Estate Fund
Kamfar RaminB70CLUSTER×3HIGH $
DIRECTORDir
+425.6K
$12.57
+89%
+$5.35M
−2.2%
α +1.8%
19
CRAFX
Cascade Real Assets Fund
Nesbitt Stephen LaneB66CLUSTER×3HIGH $
OFFICERPres
+500.0K
$10.00
New
+$5.00M
+5.7%
α +10.6%
20
PORT.
Southport Acquisition Corp. II
Spencer Jeb S.C50CLUSTER×2HIGH $
MAJOR HOLDERCEO, CFO, 10%
+500.0K
$10.00
New
+$5.00M
n/a
no feed
21
PORT.
Southport Acquisition Corp. II
Southport Acquisition Sponsor Ii LlcC50CLUSTER×2HIGH $
MAJOR HOLDER10%
+500.0K
$10.00
New
+$5.00M
n/a
no feed
PORT.
Southport Acquisition Corp. II
Southport Acquisition Sponsor Ii LlcC50CL
Major HolderT+2
+$5.00M
n/a
no feed
BUYSep 30
22
AAT
American Assets Trust
Rady Ernest SF34HIGH $
MAJOR HOLDERExec COB, 10%
+193.2K
$22.49
+1%
+$4.35M
−4.5%
α +0.4%
23
BPRE
Bluerock Private Real Estate Fund
Kamfar RaminB72CLUSTER×3HIGH $
DIRECTORDir
+301.0K
$12.44
+166%
+$3.74M
−1.2%
α +3.0%
24
AAT
American Assets Trust
Rady Ernest SF34HIGH $
MAJOR HOLDERExec COB, 10%
+166.6K
$22.45
+1%
+$3.74M
−4.1%
α −0.0%
25
AAT
American Assets Trust
Rady Ernest SF34HIGH $
MAJOR HOLDERExec COB, 10%
+150.0K
$22.84
+1%
+$3.43M
−6.2%
α −0.8%
26
BPRE
Bluerock Private Real Estate Fund
Kamfar RaminB66CLUSTER×3HIGH $
DIRECTORDir
+269.2K
$12.66
+30%
+$3.41M
−3.2%
α +0.6%
27
BPRE
Bluerock Private Real Estate Fund
Kamfar RaminB68CLUSTER×3HIGH $
DIRECTORDir
+271.6K
$12.32
+11%
+$3.35M
−0.2%
α +3.8%
28
BBASX
Amg Bbh Asset-Backed Credit Fund, LLC
Amg New York Holdings Corp.D46HIGH $
MAJOR HOLDER10%
+280.7K
$11.40
+18%
+$3.20M
−0.5%
α +3.3%
BBASX
Amg Bbh Asset-Backed Credit Fund, LLC
Amg New York Holdings Corp.D46
Major HolderT+2
+$3.20M
−0.5%
α +3.3%
BUYSep 29
29
FLSC
Frazier Life Sciences Acquisition Corp. II
Cha AlbertF34HIGH $
MAJOR HOLDERCEO, 10%
+300.0K
$10.00
New
+$3.00M
−3.2%
α +1.5%
FLSC
Frazier Life Sciences Acquisition Corp. II
Cha AlbertF34
Major HolderT+0
+$3.00M
−3.2%
α +1.5%
BUYOct 15
31
SCQCU
Spaccircle Acquisition
Das SoumenD44HIGH $
MAJOR HOLDERDir, 10%
+266.6K
$10.00
New
+$2.67M
+0.3%
α +5.1%
32
BPRE
Bluerock Private Real Estate Fund
Kamfar RaminB68CLUSTER×3HIGH $
DIRECTORDir
+194.2K
$12.47
+9%
+$2.42M
−2.2%
α +2.6%
34
SCISX
Ma Specialty Credit Income Fund
Ma Eagle Ii Holdings FundD40HIGH $
MAJOR HOLDER10%
+96.9K
$24.76
+3%
+$2.40M
−0.3%
α +3.3%
SCISX
Ma Specialty Credit Income Fund
Ma Eagle Ii Holdings FundD40
Major HolderT+4
+$2.40M
−0.3%
α +3.3%
BUYOct 16
35
JTTT
Jatt III Acquisition
Jatt Ventures Iii L.P.D40HIGH $
MAJOR HOLDER10%
+234.0K
$10.00
+14%
+$2.34M
−7.2%
α −2.6%
36
AAT
American Assets Trust
Rady Ernest SF34HIGH $
MAJOR HOLDERExec COB, 10%
+100.0K
$22.54
+1%
+$2.25M
−4.3%
α +0.3%
37
PNAQ
Pinnacle Acquisition
Pac Sponsor, LlcD40HIGH $
MAJOR HOLDER10%
+225.0K
$10.00
New
+$2.25M
−1.5%
α +3.4%
38
BPRE
Bluerock Private Real Estate Fund
Kamfar RaminC62CLUSTER×3HIGH $
DIRECTORDir
+178.7K
$12.48
+6%
+$2.23M
—
5D —
39
BPRE
Bluerock Private Real Estate Fund
Kamfar RaminC56CLUSTER×3HIGH $
DIRECTORDir
+179.8K
$12.00
>999%
+$2.16M
—
5D —
40
BPRE
Bluerock Private Real Estate Fund
Kamfar RaminC62CLUSTER×3HIGH $
DIRECTORDir
+170.3K
$12.48
+6%
+$2.13M
—
5D —
42
LEO
Bny Mellon Strategic Municipals
Saba Capital Management, L.P.D40HIGH $
MAJOR HOLDER10%
+338.1K
$5.65
+6%
+$1.91M
—
5D —
LEO
Bny Mellon Strategic Municipals
Saba Capital Management, L.P.D40
Major HolderT+4
+$1.91M
—
5D —
BUYOct 16
43
FUND
Sprott Focus Trust Inc.
George W WhitneyF34HIGH $
MAJOR HOLDERSenior Portfolio Manager, 10%
+181.8K
$10.05
+1%
+$1.83M
—
5D —
44
AAT
American Assets Trust
Rady Ernest SF34HIGH $
MAJOR HOLDERExec COB, 10%
+79.7K
$22.83
+1%
+$1.82M
—
5D —
46
HHH
Howard Hughes Holdings Inc.
Grandisson MarcB70CLUSTER×2HIGH $
C-SUITEExec COB, Vantage
+25.0K
$64.12
+35%
+$1.60M
—
5D —
53
DSM
Bny Mellon Strategic Municipal Bond Fund
Saba Capital Management, L.P.F34HIGH $
MAJOR HOLDER10%
+207.7K
$5.28
+4%
+$1.10M
—
5D —
DSM
Bny Mellon Strategic Municipal Bond Fund
Saba Capital Management, L.P.F34
Major HolderT+4
+$1.10M
—
5D —
BUYOct 16
54
BXMT
Blackstone Mortgage Trust
Johnson Timothy StevenB66CLUSTER×2HIGH $
C-SUITECEO
+90.0K
$11.50
+17%
+$1.04M
—
5D —
55
PFLEX
Pimco Flexible Credit Income Fund
Steiner Jason RobertD36HIGH $
OFFICERSEE REMARKS
+148.8K
$6.82
New
+$1.01M
—
5D —
56
FBRT
Franklin Bsp Realty Trust
Byrne Richard JB66CLUSTER×2
C-SUITECOB, CEO
+162.6K
$6.14
+34%
+$998K
—
5D —
59
N.A.
Calamos Aksia Private Equity & Alternatives Fund
Aksia LlcF32
OFFICERSub-Advisor to Issuer
+82.1K
$11.09
New
+$910K
—
5D —
61
BBASX
Amg Bbh Asset-Backed Credit Fund, LLC
Brown Brothers Harriman & CoD42
MAJOR HOLDERSee Footnote (1), 10%
+70.2K
$11.40
+18%
+$800K
−0.5%
α +3.3%
BBASX
Amg Bbh Asset-Backed Credit Fund, LLC
Brown Brothers Harriman & CoD42
Major HolderT+1
+$800K
−0.5%
α +3.3%
BUYSep 29
62
MXF
Mexico Equity & Income Fund Inc
Saba Capital Management, L.P.F30
MAJOR HOLDER10%
+39.0K
$20.16
+2%
+$787K
—
5D —
MXF
Mexico Equity & Income Fund Inc
Saba Capital Management, L.P.F30
Major HolderT+4
+$787K
—
5D —
BUYOct 29
64
JOF
Japan Smaller Capitalization Fund Inc
Saba Capital Management, L.P.F30
MAJOR HOLDER10%
+63.8K
$11.01
+2%
+$702K
—
5D —
JOF
Japan Smaller Capitalization Fund Inc
Saba Capital Management, L.P.F30
Major HolderT+4
+$702K
—
5D —
BUYOct 29
65
ECF
Ellsworth Growth & Income Fund
Saba Capital Management, L.P.F30
MAJOR HOLDER10%
+56.1K
$11.74
+3%
+$658K
—
5D —
ECF
Ellsworth Growth & Income Fund
Saba Capital Management, L.P.F30
Major HolderT+1
+$658K
—
5D —
BUYOct 14
68
JOF
Japan Smaller Capitalization Fund Inc
Saba Capital Management, L.P.F30
MAJOR HOLDER10%
+46.2K
$11.94
+2%
+$552K
—
5D —
JOF
Japan Smaller Capitalization Fund Inc
Saba Capital Management, L.P.F30
Major HolderT+4
+$552K
—
5D —
BUYOct 16
71
REFI
Chicago Atlantic Real Estate Finance
Mazarakis JohnB66CLUSTER×3
C-SUITEExec COB
+47.7K
$10.67
+9%
+$509K
—
5D —
75
MXF
Mexico Equity & Income Fund Inc
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+24.1K
$20.72
+1%
+$500K
—
5D —
MXF
Mexico Equity & Income Fund Inc
Saba Capital Management, L.P.F26
Major HolderT+1
+$500K
—
5D —
BUYNov 5
78
REFI
Chicago Atlantic Real Estate Finance
Cappell AnthonyC62CLUSTER×3
C-SUITECo-CEO
+45.0K
$10.41
+11%
+$468K
—
5D —
80
NXG
Nxg Nextgen Infrastructure Income Fund
Swank Jerry VC50CLUSTER×3
OFFICERSee Remarks
+10.0K
$43.95
+22%
+$439K
—
5D —
81
CRAFX
Cascade Real Assets Fund
Worley Matthew EugeneD48CLUSTER×3
DIRECTORDir
+41.9K
$10.29
New
+$431K
—
5D —
82
AFCG
Advanced Flower Capital Inc.
Tannenbaum Leonard MF26
MAJOR HOLDERDir, 10%
+119.0K
$3.56
+2%
+$424K
—
5D —
84
LIEN
Chicago Atlantic Bdc
Gordon ScottD40
C-SUITECo-Chief Investment Officer
+44.1K
$9.55
+2%
+$421K
—
5D —
87
ECF
Ellsworth Growth & Income Fund
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+33.4K
$11.56
+2%
+$386K
—
5D —
ECF
Ellsworth Growth & Income Fund
Saba Capital Management, L.P.F26
Major HolderT+4
+$386K
—
5D —
BUYOct 16
90
LEO
Bny Mellon Strategic Municipals
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+65.0K
$5.68
+1%
+$369K
—
5D —
LEO
Bny Mellon Strategic Municipals
Saba Capital Management, L.P.F26
Major HolderT+3
+$369K
—
5D —
BUYOct 23
93
AFCG
Advanced Flower Capital Inc.
Tannenbaum Leonard MF26
MAJOR HOLDERDir, 10%
+95.4K
$3.61
+1%
+$344K
—
5D —
95
ECF
Ellsworth Growth & Income Fund
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+27.9K
$11.95
+2%
+$334K
—
5D —
96
KYN
Kayne Anderson Energy Infrastructure Fund
Baker James CD44CLUSTER×3
OFFICERPres
+25.0K
$13.24
+2%
+$331K
—
5D —
97
MXF
Mexico Equity & Income Fund Inc
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+16.0K
$20.42
+1%
+$327K
—
5D —
MXF
Mexico Equity & Income Fund Inc
Saba Capital Management, L.P.F26
Major HolderT+1
+$327K
—
5D —
BUYOct 21
98
MXF
Mexico Equity & Income Fund Inc
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+15.0K
$20.95
+1%
+$314K
—
5D —
MXF
Mexico Equity & Income Fund Inc
Saba Capital Management, L.P.F26
Major HolderT+1
+$314K
—
5D —
BUYNov 4
101
NXP
Nuveen Select Tax Free Income Portfolio
Robert Young LF28
OFFICERTrustee
+22.8K
$13.15
New
+$300K
—
5D —
104
JOF
Japan Smaller Capitalization Fund Inc
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+28.2K
$10.61
+1%
+$299K
—
5D —
JOF
Japan Smaller Capitalization Fund Inc
Saba Capital Management, L.P.F26
Major HolderT+1
+$299K
—
5D —
BUYNov 5
105
OACOX
Oneascent Capital Opportunities Fund
Siverling JohnF28
OFFICERPortfolio Manager
+25.0K
$11.53
-123%
+$288K
—
5D —
107
MXF
Mexico Equity & Income Fund Inc
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+13.8K
$20.54
+1%
+$284K
—
5D —
MXF
Mexico Equity & Income Fund Inc
Saba Capital Management, L.P.F26
Major HolderT+1
+$284K
—
5D —
BUYNov 3
110
LEO
Bny Mellon Strategic Municipals
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+45.8K
$5.73
+1%
+$263K
—
5D —
LEO
Bny Mellon Strategic Municipals
Saba Capital Management, L.P.F26
Major HolderT+1
+$263K
—
5D —
BUYOct 21
112
REFI
Chicago Atlantic Real Estate Finance
Mazarakis JohnC62CLUSTER×3
C-SUITEExec COB
+25.0K
$10.25
+5%
+$256K
—
5D —
113
MXF
Mexico Equity & Income Fund Inc
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+12.8K
$19.88
+1%
+$254K
—
5D —
MXF
Mexico Equity & Income Fund Inc
Saba Capital Management, L.P.F26
Major HolderT+1
+$254K
—
5D —
BUYOct 14
117
NMCO
Nuveen Municipal Credit Opportunities Fund
Robert Young LF28
OFFICERTrustee
+28.6K
$8.71
New
+$249K
—
5D —
119
BPRE
Bluerock Private Real Estate Fund
Macdonald Ryan SC54CLUSTER×3
OFFICERTrustee
+20.7K
$11.96
+468%
+$248K
—
5D —
123
GRX
Gabelli Healthcare & Wellnessrx Trust
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+24.1K
$10.13
+1%
+$244K
—
5D —
GRX
Gabelli Healthcare & Wellnessrx Trust
Saba Capital Management, L.P.F26
Major HolderT+1
+$244K
—
5D —
BUYAug 19
126
GAM
General American Investors Co Inc
Davidson SpencerC56CLUSTER×5
C-SUITEChairman
+10.0K
$22.75
+1%
+$228K
—
5D —
129
ECF
Ellsworth Growth & Income Fund
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+17.5K
$11.97
+1%
+$210K
—
5D —
130
AFCG
Advanced Flower Capital Inc.
Tannenbaum Leonard MF26
MAJOR HOLDERDir, 10%
+60.0K
$3.41
+1%
+$204K
—
5D —
135
JOF
Japan Smaller Capitalization Fund Inc
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+16.0K
$11.38
+1%
+$182K
—
5D —
JOF
Japan Smaller Capitalization Fund Inc
Saba Capital Management, L.P.F26
Major HolderT+1
+$182K
—
5D —
BUYOct 28
136
ECF
Ellsworth Growth & Income Fund
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+14.6K
$12.03
+1%
+$176K
—
5D —
ECF
Ellsworth Growth & Income Fund
Saba Capital Management, L.P.F26
Major HolderT+2
+$176K
—
5D —
BUYOct 12
139
JOF
Japan Smaller Capitalization Fund Inc
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+13.1K
$12.33
0%
+$162K
—
5D —
JOF
Japan Smaller Capitalization Fund Inc
Saba Capital Management, L.P.F26
Major HolderT+2
+$162K
—
5D —
BUYOct 14
140
DX
Dynex Capital Inc
Popenoe Smriti LaxmanC56CLUSTER×3
C-SUITECo-CEO, Pres
+12.0K
$13.05
+2%
+$157K
—
5D —
142
SUNS
Sunrise Realty Trust
Tannenbaum Leonard MF26
MAJOR HOLDERExec COB, 10%
+20.0K
$7.60
+1%
+$152K
—
5D —
144
MAIN
Main Street Capital
Mchugh RyanF34
OFFICERVP, CAO, Assistant Treasurer
+2.5K
$59.05
+13%
+$151K
—
5D —
145
PMPEX
Primark Meketa Private Equity Investments Fund
Woolley Peter ScottC50
C-SUITECO-CEO of Sub Advisor
+8.6K
$17.44
+255%
+$150K
—
5D —
PMPEX
Primark Meketa Private Equity Investments Fund
Woolley Peter ScottC50
C-SuiteT+2
+$150K
—
5D —
BUYSep 28
147
ECF
Ellsworth Growth & Income Fund
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+11.8K
$12.31
+1%
+$145K
—
5D —
149
AFCG
Advanced Flower Capital Inc.
Tannenbaum Leonard MF26
MAJOR HOLDERDir, 10%
+40.2K
$3.52
+1%
+$141K
—
5D —
150
AFCG
Advanced Flower Capital Inc.
Tannenbaum Leonard MF26
MAJOR HOLDERDir, 10%
+45.8K
$3.06
+1%
+$140K
—
5D —
152
ECF
Ellsworth Growth & Income Fund
Saba Capital Management, L.P.F26
MAJOR HOLDER10%
+11.6K
$11.77
+1%
+$136K
—
5D —
ECF
Ellsworth Growth & Income Fund
Saba Capital Management, L.P.F26
Major HolderT+3
+$136K
—
5D —
BUYOct 30
154
PCF
High Income Securities Fund
Goldstein PhillipD38
OFFICERAffiliate of the Adviser
+25.0K
$5.38
+52%
+$134K
—
5D —
156
PDX
Pimco Dynamic Income Strategy Fund
Sharenow Greg ElliotF34
OFFICERSEE REMARKS
+6.0K
$21.77
+8%
+$131K
—
5D —
158
FTHY
First Trust High Yield Opportunities 2027 Term Fund
Mcgarel DavidC50CLUSTER×2
OFFICEROfficer-Investment Adviser
+10.0K
$12.92
+71%
+$129K
—
5D —
FTHY
First Trust High Yield Opportunities 2027 Term Fund
Mcgarel DavidC50CL
OfficerT+3
+$129K
—
5D —
BUYSep 25